Our Core

We operate from the conviction that the most critical regulatory issues for Hong Kong asset managers are operational, not solely compliance-driven. To effectively solve pain points like managing conflicts of interest, enhancing risk frameworks, and ensuring compliance, advisors must possess a deep, dual understanding of:

• SFC Regulatory Expectations (e.g., Fund Manager Code of Conduct (FMCC), Manager-In-Charge regime, Circulars on misconduct).

• Asset Management Operations & Technology (e.g., liquidity risk management, order allocation, valuation methodologies, legacy systems).

Stay Informed

Get updates on regulatory insights and news